Compliance Analyst
- Support investor on-boarding efforts of the financial crime compliance team, by serving as point of escalation for the KYC function.
- Collaborate with Legal, Business, and Operations teams to ensure smooth execution.
- Conduct KYC and due diligence on potential investments in a timely fashion.
- Review and maintains AML/CFT, Sanctions, and ABC policies and procedures in line with regulatory expectations in the United States, the United Kingdom, and the European Union.
- Contribute to process improvements and documentation standards in coordination with global FCC teams.
- Support investigations of suspicious activity and ensure timely filing of applicable reports.
- Minimum 3-5 years of Anti Money Laundering (AML) or sanctions compliance experience in an asset management, investment bank, or other financial institution
- Advanced knowledge of and experience with Know Your Customer (KYC) and private market due diligence.
- Knowledge of AML, Sanctions and ABC regulations, systems and controls, and industry best practices.
- Experience with change management, working with cross functional groups and multiple stakeholders.
- Bachelor’s degree in Law, Business, or quantitative field, preferably with an advanced degree.
- Excellent verbal and written communication skills to efficiently draft policies and procedures and responses to regulatory inquiries that support the business
- Experience working in a dynamic and fast paced environment, preferably in a financial services firm
- Ability to proactively identify and coordinate initiatives relating to new regulations and other issues relevant to the asset management industry
- Consistent attention to detail while acting professionally, exercising discretion regarding sensitive subjects, and maintaining confidentiality at all times
- Ability to manage multiple demands and projects while prioritizing time efficiently and remaining attentive to detail
- Highly organized with experience tracking progression to effectively manage expectations across multiple stakeholders
- Team-player that enjoys working in a collaborative and collegial environment with the desire to learn
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