Senior Investment Compliance Analyst, Financial Crimes

We’re working on a Senior Investment Compliance Analyst opportunity with a leading global investment platform. This role sits within a highly visible compliance function and is focused on anti-financial crime matters, including KYC, AML, sanctions, and broader due diligence support across investors, counterparties, portfolio companies, and transactions.

This is a strong opportunity for someone with relevant AML/KYC or broader financial crime compliance experience who wants to join a sophisticated, collaborative environment and deepen their exposure within private markets. The seat offers a blend of hands-on diligence work, policy and process support, cross-functional partnership, and exposure to complex ownership structures and risk matters.

Company / Team / Position Highlights

• Highly visible role within a respected compliance organization, partnering closely with Legal, Operations, deal teams, and global stakeholders
• Opportunity to focus on meaningful anti-financial crime work across counterparties, investments, portfolio companies, and related transactions
• Strong mix of analytical and advisory work, including beneficial ownership analysis, sanctions and adverse media screening, ongoing monitoring, and policy/process support
• Excellent platform for someone looking to build long-term compliance experience within a premier private markets environment
• Collaborative culture with strong exposure across teams and business lines

Key Responsibilities

• Support anti-financial crime and KYC processes across investors, counterparties, portfolio companies, and investment activity
• Review ownership structures and identify ultimate beneficial owners across complex entities
• Conduct sanctions, watchlist, and adverse media screening and assess potential matches
• Partner with Legal, Operations, deal teams, and external counsel to facilitate diligence and documentation
• Assist with maintaining and enhancing AFC/KYC policies, procedures, and internal controls
• Support ongoing monitoring, risk escalation, and internal review of higher-risk matters
• Help manage systems, records, and documentation tied to the broader AFC/KYC program
• Monitor regulatory developments and assist with implementation of new requirements

Qualifications

• Strong understanding of KYC/CDD principles and a risk-based approach to due diligence
• Working knowledge of AML laws and regulations applicable to investment advisers and broker-dealers, including the Bank Secrecy Act
• Familiarity with sanctions frameworks such as OFAC, EU, and UK HMT
• Bachelor’s degree required; legal studies, finance, or related business concentration preferred
• CAMS or similar certification is a plus